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The following is a list of documents, articles, websites and additional information that you may find informative.  It can be difficult to scour the internet for helpful information about investing, so this is our effort to point you toward information that we have found helpful.


These materials were not written by Maine Center for Wealth Management, LLC, and we have not independently verified all of the information contained therein.  These materials do not constitute legal, tax or financial advice and are for informational purposes only.  Do not make any legal, tax or investing decision based upon these materials without first consulting a qualified professional.



Maine Office of Securities:


Maine Office of Securities "Check a Broker or Advisor"


Maine Bureau of Insurance:


Maine Bureau of Insurance Licensee Search:


Maine Office of Securities:  The Smart Investor's Check List





Maine Office of Securities:  A Consumer Guide to Selecting a Financial Professional (PDF)


Maine Office of Securities:  Resources for Maine Investors Approaching or In Retirement (with fraud prevention tips and a list of senior resources) (PDF)


The ABC's for APS Professionals (brochure produced by Maine Office of Securities with assistance of the North American Securities Administrators Association (NASAA) and the National Adult Protective Services Association (NAPSA) with tips on spotting and reporting financial exploitation and abuse involving investments) (PDF)


FINRA (Financial Industry Regulatory Authority):  The IRA Rollover: 10 Tips to Making a Sound Decision


Vanguard Investor Education:  Learn about asset allocation (PDF)


Vanguard Investor Education:  Learn about caring for an elderly parent (PDF)


Vanguard Investor Education:  Learn about distribution options for your employer retirement assets (PDF)


Vanguard Investor Education:  Learn about estate planning (PDF)


Vanguard Investor Education:  Learn about investment basics (PDF)


Vanguard Investor Education:  Learn about saving for college (PDF)


Vanguard Investor Education:  Learn about your social security benefits (PDF)


Vanguard Investor Education:  Learn how to prepare for retirement (PDF)




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